Regulatory Compliance

Today’s organizations face unparalleled challenges, including an ever mounting list of financial and operational regulations. Monitoring and managing compliance with these laws can be time consuming at best, and often overwhelming to an internal resource or a financial group with a limited knowledge base. The costs of non-compliance, however, are substantial, ranging from significant monetary penalties to irreparable damage to your organization’s reputation.

At AC Lordi, we work with companies to develop, implement, and support cost-effective regulatory programs. Our expert consultants offer an efficient, risk-based approach to managing your compliance efforts helping to maximize compliance, safeguard stakeholder value, and protect your organization’s valuable reputation.

How can we help?

  • Compliance Programs and Reports
  • Compliance Monitoring
  • Sunshine Act Reporting and Compliance
  • Corporate Integrity Agreement (CIA) Control Monitoring
  • Risk and Control Matrix and Identification
  • PCI Compliance
  • Health Care Provider (HCP)
  • Foreign Corrupt Practices Act (FCPA)

Our Regulatory Compliance team has decades of experience in regulatory compliance, but more importantly we have extensive experience in current trends and laws, such as the Sunshine Act, Corporate Integrity Agreements (CIA), and compliance monitoring and controls. Our diverse client base consists of large international to small private companies and offers unsurpassed diligence that results in an unparalleled accuracy of data and quality of work product.

Meet Our Experts

Fred Heller, CISA

Director, Risk & Compliance

Fred has more than 30 years of experience mitigating control weaknesses associated with information technology and business processes. He has significant technical knowledge of information technology across multiple platforms, internal control frameworks, and the ability to team with all levels of personnel to develop feasible solutions to mitigate control weaknesses. He spent 7+ years as a technology consultant for Protiviti and Jefferson Wells, and managed an internal audit department for a healthcare provider. Fred holds a B.S. in Business Administration from Bloomsburg University.

Phone: 610-738-0100 x141